Securities Law: Publications
Alerts
SEC Proposes Prohibitions Against Investment Adviser Pay-to-Play Practices
August 17, 2009
Connecticut Hedge Fund Regulation Dies at the End of the 2009 Session
June 12, 2009
Articles
A Cautionary Tale For Investors
November 16, 2009
Bill Requiring Hedge Fund Managers to Disclose “Material Conflicts of Interest” Passes Connecticut State Senate
June 3, 2009
Hedge Fund Regulation Redux
First Quarter 2007
SEC Regulation of Hedge Fund Advisers Struck Down
Third Quarter 2006
SEC Rejects Small Company Exemption from Section 404 Internal Control Requirements
Second Quarter 2006
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