John H. Lawrence, Jr.

Partner

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John Lawrence practices in the areas of corporate, private equity, insurance and health law matters, including mergers and acquisitions, corporate securities and venture capital financings, and joint ventures. John has extensive experience in mergers and acquisitions of both public and private companies, recapitalization transactions and corporate divestitures.  He is a former Lieutenant in the United States Naval Reserve.

Distinctions

  • AV Peer Review Rated, Martindale-Hubbell
  • Chambers USA, America's Leading Lawyers: Corporate M&A; 2008-2011
  • Listed as a Connecticut Super Lawyer®: Business/Corporate; 2007-2012
  • Listed in The Best Lawyers in America®: Corporate Law, Health Care Law; 2006-2012
  • Connecticut Bar Foundation, Fellow

Teaching Positions

  • University of Connecticut School of Law: Lecturer-at-Law, Business Planning

Professional Affiliations

  • American Bar Association: Section of Business Law, Mergers and Acquisitions Committee, Committee on Private Equity and Venture Capital
  • Connecticut Bar Association: Business Law Section, Vice Chair, Executive Committee
  • Hartford County Bar Association
  • American Health Lawyers Association

Community Involvement

  • Greater Hartford Legal Aid, Inc.: Former President 
  • Greater Hartford Legal Aid Foundation, Inc.: Board of Directors
  • World Affairs Council of Connecticut, Inc.: Board of Directors, Executive Committee 
  • Greater Hartford Arts Council: Board of Directors
  • Hartford Hospital: Board of Corporators
  • The Bushnell Center for the Performing Arts, Board of Overseers
  • The Hartford Club: Former President, Member of the Board of Governors 

Mezzanine Fund

Representation of a nationally recognized fund manager in the offering of over $1.0 billion of limited partner interests in three successive mezzanine funds, including review and revision of private offering memoranda and supplements, preparation of subscription agreements, limited partnership agreements, side letters and legal opinions, negotiation of the terms of the fund documents with institutional limited partners, and management of the various limited partner closings; and advice and consultation with fund manager on securities compliance, investment policies and objectives, venture capital operating company (VCOC) and other ERISA issues, allocation and distribution issues, limited partner reporting and disclosure issues, risk management and indemnification matters, advisory committee and conflict of interest issues, portfolio company investment transactions and workouts, dissolution and fund liquidations.

$98,000,000 Joint Acquisition of a 60 MW Energy Projects Operator

Represented Zahren Alternative Power Corporation (ZAPCO), a Connecticut-based owner and operator of 60 MW of renewable energy projects around the country, in its acquisition by U. S. Energy Systems, Inc., an independent power producer, and its joint venture partner, Cinergy Solutions, Inc., an affiliate of Cincinnati-based Cinergy Corp., one of the nation's leading diversified energy companies. The transaction, valued at approximately $98,000,000, included $10,000,000 in U. S. Energy Systems' common stock; $3,000,000 in convertible preferred stock; $12,000,000 in cash and approximately $73,000,000 in existing non-recourse project financing.

Publications

November 22, 2011  DSS Releases Proposed Medical Foundation Regulations
November 17, 2011  OCR Begins Pilot Phase of HIPAA Privacy and Security Audit Program
November 3, 2011  FINAL RULE: Medicare Program--Changes to the Ambulatory Surgical Centers Patient Rights Conditions for Coverage
September 28, 2011  Are You Aware of and Affected by These DPH Scope of Practice Requests?
August 16, 2011  Health Law 2011 Legislative Update
August 4, 2011  Impact of Final Dodd-Frank Rules on the Regulation of Federal and Connecticut Investment Advisers
September 21, 2010  The Medicare and Medicaid EHR Incentive Programs: What You Need to Know.
August 17, 2010  The New Era of Regulation Under the Dodd-Frank Act: A Compliance Guide for Investment Advisers and Private Investment Funds
August 10, 2010  HHS Announces Proposed HIPAA Rules
May 24, 2010  Another Way to Operate a Health-Care Facility
May 21, 2010  Summary of PPACA Grants, Demonstration Projects and Other Funding Opportunities
April 28, 2010  Health Care Reform: Compliance Implications
February 9, 2010  Amendments to the Custody Rule: New Controls on Custody of Client Assets
November 16, 2009  A Cautionary Tale For Investors
September 3, 2009  Recent Changes to Connecticut's Business Corporation Act Have Corporate Governance Ramifications
June 12, 2009  Connecticut Hedge Fund Regulation Dies at the End of the 2009 Session
March 27, 2009  Self-Disclosure Protocol No Longer Applicable to Stark Violations
April 21, 2003  Ten Steps to HIPAA Privacy Compliance for Employer-Sponsored Health Benefit Plans
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