People
Donna L. Brooks

Donna L. Brooks

she/her/hers

Partner

860.251.5917

Hartford, CT

Donna Brooks acts as a trusted advisor and outside general counsel to clients in diverse industries, including agri-business, education, manufacturing and services. Donna’s clients include cooperatives, colleges, universities and independent schools, and emerging-growth and middle market companies.

Donna assists her clients “in the business of doing business.” She provides advice with respect to business organization, business operations and contracting, entity governance, asset and endowment management, finance (including tax-exempt conduit public finance through the Connecticut Health and Educational Facilities Authority/CHEFA), bank borrowing, capital raising, securities offerings, securities law compliance, equity compensation, joint ventures, and mergers and acquisitions. Donna strives to learn about the business and industry of each of her clients so that she may provide practical and relevant advice. Her clients often call her so that she may be a sounding board to help them think through an issue and offer pragmatic approaches to address the matter at hand.

Throughout her career, Donna has also represented institutional investors, venture capital funds, mezzanine funds and other private investment funds, as well as governmental and quasi-governmental entities in their programmatic and financial assistance activities. Donna has advised private investment funds in making numerous portfolio investments in diverse industries, including retail and consumer goods, manufacturing and health services. Donna has also represented institutional investors in making alternative investments with varying investment objectives, which have included channel finance, credit default obligations, low-income housing and historic rehabilitation tax credits and real estate, both in the United States and internationally.

Credentials

College of William and Mary, B.A., 1982, Phi Beta Kappa
University of Virginia School of Law, J.D., 1985

Connecticut, 1985

Distinctions

Experience

Business and corporate

Act as Outside General Counsel to Major Regional Dairy Cooperative

Represent premier regional dairy farmer cooperative which produces award winning cheeses and other products. Representation includes contracting, finance, cooperative governance, mergers and acquisitions, real estate and litigation.

Counsel

Environmental

Legal and Technical PFAS Risk Management Planning for a Multi-State Food and Beverage Company

We provide comprehensive assistance to a large, multi-state food and beverage client undertaking an extensive legal and technical PFAS risk management plan to address its potential operational risks, including up and down its supply chain. The project involves engaging and directing a national environmental consulting firm, coordinating technical and legal advice on the rapidly changing legal/regulatory federal and multi-state landscape, advising on technical, health and litigation developments and addressing all stages of the client’s operations from procurement, food production, transportation, packaging and distribution. Our ongoing support also includes advising on PFAS sampling strategies, supply chain contracts, insurance coverage (looking backward and forward) and stakeholder communications.

Ongoing Assistance to Food and Beverage Companies Regarding PFAS and Food Packaging Compliance

As state-level bans on intentionally added PFAS in food packaging continue to go into effect, we regularly assist food and beverage companies with multi-state and international footprints undertake highly nuanced legal and technical evaluations of PFAS risks associated with food packaging and compliance. This effort includes requesting certificates of compliance from upstream food packaging suppliers as well as evaluating and responding to similar demands from downstream distributors, wholesalers and retailers.

Financing

Secure CHEFA Financing to Support Campus Initiatives

Assist numerous independent schools and institutions of higher education in issuing tax-exempt and taxable bonds through the Connecticut Health and Educational Facilities Authority (CHEFA) to achieve money-saving refinancings of outstanding debt, and to support campus construction of state-of-the art new facilities, and money-saving renovations of existing facilities.

PPP/CARES Act Assistance

Assist independent schools and institutions of higher education and other businesses with SBA Paycheck Protection Program (PPP) loans under the CARES Act, including with respect to eligibility (including the necessity certification), documentation and forgiveness.

New Markets Tax Credit Financing for Federally Qualified Health Center

Represented Federally Qualified Health Center in the leasing and financing of real property in downtown Winsted, Connecticut, through a New Markets Tax Credit structure, providing necessary funds to construct a health center and related facilities through a phased-in up to 39% tax credit with respect to an equity investment made. This financing will enable the client to expand and meet the growing need of the medically-underserved living in the area so that they may have access to quality, affordable and comprehensive primary and preventive health services, through the opening of this new health center.

Food and beverage

Local, State, and Federal Agriculture and Food Manufacturing Licensing

We have assisted various clients, including farms, consumer packaged goods (CPG) companies, and “non-traditional” food clients (such as independent schools) evaluate and navigate a variety of permitting, licensing, and registration requirements before local departments of zoning and public health, the Connecticut Department of Agriculture, and Connecticut Department of Consumer Protection. We have assisted clients apply for local food store/service licenses and state Food Manufacturing Establishment licenses (including for wholesale) as well as register with the state under the Produce Safety Rule. Recent examples include securing local and state approvals for a farm to install a shipping container converted into a hydroponic lettuce and herb garden.