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Richard I. Cohen

Partner

860.251.5803
rcohen@goodwin.com

Hartford, CT

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Richard Cohen is chair of Shipman's Employee Benefits Practice Group. His practice encompasses pensions and employee benefits, including tax-qualified retirement plans, 403(b) plans, non-qualified deferred compensation plans, SERPs, cafeteria plans, ERISA and COBRA compliance. Richard has served clients and the firm in a variety of roles, including pension counsel to corporate benefits departments of major insurance companies, banking institutions, and mutual fund companies. He currently serves as co-trustee of the firm's own 401(k) and profit sharing plans.

Richard speaks on pension and employee benefit issues to business associations, such as the WEB Network of Benefits Professionals, client groups, and the Connecticut Bar Association.

Credentials

Education

  • Wesleyan University, B.A., 1981
  • Cornell Law School, J.D., 1984

Bar Admissions

  • Connecticut, 1984

Court Admissions

  • U.S. District Court, District of CT, 1985

Distinctions

  • Listed in The Best Lawyers in America®: Employee Benefits (ERISA) Law (2010-2027)
  • Named Best Lawyers® "Lawyer of the Year": Employee Benefits (ERISA) Law (2012, 2017, 2020)
  • AV Preeminent® Rated, Martindale-Hubbell

Professional Affiliations

  • Connecticut Bar Association: Executive Committee, Taxation Section; Chair, Employee Benefits and Executive Compensation Subcommittee (2008-2011)
  • Hartford County Bar Association
  • Northeast Pension Liaison Group for the Internal Revenue Service

Community Involvement

  • Business for Downtown Hartford: Member, Board of Directors (2003-2011)
  • MetroHartford Alliance: Government Relations Committee
  • Fred D. Wish School Volunteer Tutor Program

Experience

General

Represented Manufacturer with Respect to Pension Plan's Lump Sum Window Amendment

Represented Connecticut-based manufacturer with respect to lump-sum option amendment to its pension plan offered during a limited window period to terminated vested participants in the pension plan not yet in pay status.

$52 Million Syndicated Credit Facility Closing

Represented People’s United Bank (lender and agent) in the $52 million syndicated credit facility closing to a group of companies (owned by private equity fund CI Capital Partners) that supply research, industrial and medical gases wholesale to hospitals, universities and private customers. The facility will allow the group of companies to acquire other companies in the industry via stock and asset purchases. This complex closing involved a variety of financing, tax, intellectual property and ERISA issues requiring experienced legal counsel.

Representation Regarding 403(b) Retirement Plan Options Related to Acquisition of Another School

Represented and advised independent school client with respect to its options regarding either terminating the 403(b) Retirement Plan of a school acquired by our school client, or merging the acquired school’s 403(b) Plan into our school client’s 403(b) plan.

Representation of Structured Credit Fund

Representation of the sponsor in connection with the formation of a 'mini-master' fund structure comprised of an offshore Cayman feeder fund and onshore U.S. feeder fund, as well as an interposed intermediate Cayman limited partnership and Cayman master fund.  The master fund invests principally in stressed and distressed structured credit securities, such as ABS, RMBS, CMBS and CDO securities.  In addition, representation of the sponsor and its principals in the negotiation and drafting of the general partner limited liability company agreement.

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Hartford, CT

860.251.5803

rcohen@goodwin.com

Areas of Focus

  • Employee Benefits
  • School Law
  • Independent Schools
  • Higher Education

Related Industries

  • Education
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